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Invest in the Next Generation of Trading

From ticker tape, to traders in the pit, now to the palm of your hand -- the future of trading is here now with Horizon’s technology powering Upstream, a MERJ Exchange market and global stock trading app.

Form C | Offering Circular




Investment Minimum: $150
Share Price: $30
Series A Non Voting Convertible Preferred Stock
Investors are not investing in Upstream. They are investing in GlobexUS, the parent company of Horizon, which powers Upstream—the first large-scale application of our technology—operated by a 50/50 JV Partnership with MERJ Exchange (MERJ) and Horizon, a wholly owned subsidiary of GlobexUS Holdings Corp. Read the offering information prior to investing. Investors may not deposit, buy, or sell securities on Upstream. Unless otherwise specified, all references to investors and retail investors participating on the Upstream platform in this presentation are to foreign, non-U.S. retail investors. Upstream allows issuers from all regulated markets to dual list and qualified global investors may purchase such dual listed securities that are listed on Upstream. Unless otherwise specified, all references to investors and retail investors participating on the Upstream platform in this Form C are referring to foreign, non-US retail investors. Investor Education.




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As Seen In







Why Invest


Key Metrics

$25.27m* Invested to Date and 5 Years in the Making:
GlobexUS Holdings, Corp., incorporated in Delaware Dec. 2018.

4 million lines
of in-house developed, software code for the Upstream app and exchange which enables us to deliver a seamless and user-friendly trading experience to our growing user base.
20 Issuers
Currently in progress, indicating a robust pipeline of potential listings through our dual listing program.

12,700+ Users
currently engaging with our platform since the launch of our dual listing program in 2023.
52+ Verified Creators
on the Upstream App.
* $18.75m: Aug-2017 founder-software acquisition value (non-GAAP accounting) * Contribution of software from founder acquired 11-Aug-2017, see page 12; https://www.sec.gov/Archives/edgar/data/225211/000161577417004367/s107126_10q.htm $6.52m: Previous financing rounds ($20m valuation / $50m valuation / $75m valuation)
Past performances do not indicate future performance.



Key USPs

Upstream is the only securities market seeking to offer investors direct exchange access to primary and dual listed equities from all over the world.

Upstream is a MERJ Exchange market. MERJ is licensed and regulated by the Financial Services Authority Seychelles and Central Bank of Seychelles.

Market is live and available on the App Store and Google Play store for international investors to deposit, buy, and sell stocks and Collectibles from U.S., Canadian, European and international companies using a credit/ debit card, PayPal, USDC or USD.

Upstream features 20 hours a day, 5 days a week trading with streamlined onboarding and transparent orderbooks. The software was designed to prevent short selling, market makers, payment for order flow, and other possible market manipulation techniques thanks to Horizon’s smart-contract technology design.


Upstream introduces trading without the traditional middlemen that take cuts of investors’ returns.

Authorized STAMP Medallion Guarantor, member of the U.S. Securities Transfer Agents Medallion Program.

API integrations with stock exchanges via registered Transfer Agents.

Upstream operates as a “qualified” digital securities custodian for MERJ Exchange Limited.

Join our founders and early stage investors which includes U.S. public companies, Wall Street bankers, transfer agents, IR firms, law firms, hedge funds, and celebrities as we take on the next stage of growth and innovation.

Investors are not investing in Upstream. They are investing in GlobexUS, the parent company of Horizon, which powers Upstream—the first large-scale application of our technology—operated by a 50/50 JV Partnership with MERJ Exchange (MERJ) and Horizon, a wholly owned subsidiary of GlobexUS Holdings Corp. U.S. investors may not deposit, buy, or sell securities on Upstream. Upstream allows issuers from all regulated markets to dual list and qualified global investors may purchase such dual listed securities that are listed on Upstream.



How We Make Money

Fees are earned by GlobexUS subsidiaries. MERJ receives separate listing and regulatory fees.




Addressable Market

50,000

LISTED COMPANIES

on WFE Exchanges1

130 Million

RETAIL TRADERS

use the top 5 mobile trading apps3

$100

TRILLION

Equity Market Capitalization2

$1.9

BILLION

Global Equity Crowdfunding Market4







Testimonials




The Pitch


The Problem

We Believe Today’s Stock Markets are Outdated & Ripe for Disruption


For international investors, trying to access U.S., Canadian, and other international securities often involves a cumbersome process. The idea of providing international investors with direct exchange access to these securities through an app was unheard of—until Upstream, a 50/50 JV Partnership with MERJ Exchange (MERJ) & Horizon, a wholly owned subsidiary of GlobexUS Holdings Corp.

No direct exchange access

International investors typically use on-line or local broker​ages/banks operating ‘payment for order flow’ and T+2 settlement.​

Limited technology integrations

Many foreign stock markets lack a direct app-based trading solution to reach modern investors seamlessly.​ ​

Limited hours transparency

Oversea investors face trading hours that may not match U.S. market hours and a lack of transparency on whether they’re getting the best possible prices. ​ ​ ​

The Solution

Democratizing Access for Retail Investors


It’s time for modern trading systems to replace the antiquated ones. Upstream gives global retail investors direct access to dual listed equities from all over the world right from their smartphone. ​




Upstream allows issuers from all regulated markets to dual list and qualified global investors may purchase such dual listed securities that are listed on Upstream. U.S. investors may not deposit, buy, or sell securities Upstream. Investors are not investing in Upstream. They are investing in GlobexUS, the parent company of Horizon, which powers Upstream—the first large-scale application of our technology—operated by a 50/50 JV Partnership with MERJ Exchange (MERJ) and Horizon, a wholly owned subsidiary of GlobexUS Holdings Corp.







Offer for Exchanges and Issuers

Upstream offers companies that are listed on global stock exchanges such as NASDAQ, NYSE, OTC, Euronext, ASX, NSX, TSX, CSE etc., to dual list on Upstream and access a global investor base who can trade their shares from anywhere in the world., directly from an app.


Upstream is working to create mutually beneficial wins and maximize global retail liquidity potential for local exchanges.​

Outcomes cannot be guaranteed.​




Global Exposure For Issuers


Disintermediated Trading

Upstream introduces trading without the traditional middlemen that take cuts of investors’ returns.



Securities Trading For Retail

The Reality



Market makers are in charge. Retail trading orders may only be executed by a broker-dealer or DMM. Only market-making broker dealers are allowed to make markets!

Secretive stock lending of shareholders’ shares between broker-dealers causes rampant short selling with huge lending fees paid, with mostly stockbrokers and market makers benefiting!

0% trading fees are a fallacy because stockbrokers are paid by market makers for clients’ retail order flows, and market makers simply widen their bid/ask spreads to secretly cover this cost, meaning all retail trade prices suffer.

Naked short selling is, by U.S. law, only allowed to be done by market makers in certain circumstances, and such practices unfairly impact capital formation for small cap. issuers. SEC Reg. SHO does little to address this!


Public Markets for Retail


Timeline

Founded Jan 2019

NYC

Initial Contribution $18.75of Software*

Spring 2019

1st Round Funding​​
$20m Valuation​​
$1.75m from Wall Street Professionals & Service Providers​


2019-2020

Built and deployed ETSware, KYCware, AMLCop, CustodyWare & OpenOrderbook blockchain and compliance software​​

2021

Joint Venture with MERJ Exchange, an affiliate of World Federation of Exchanges​​

2022

2nd Round Funding​​

$50m Valuation​​

$2.25m

Collectible market launch​​

1st dual listing application​​

Custodial account launch for under 18s​​

Litecoin founder Charlie Lee joins advisory board​

2023

3rd Round Funding​​

$75m Valuation​​

$2.52m​

First dual listings on Upstream​​

STAMP medallion guarantor​​

Meet the Team

Brian Collins

Brian Collins

Chief Executive Officer

Brian Collins

Chief Executive Officer

An experienced public and private company CEO, Brian founded Horizon in 2010 and prior to this he specialized in the design of trading software for Swiss banks. Brian graduated in 1990 with a B.Sc.(Hons) in Computer Systems from the University of Limerick, Ireland.​

Mark Elenowitz

Mark Elenowitz

President

Mark Elenowitz

President

A Wall Street veteran with over 30 years of experience, Mark co-founded a U.S. Broker-Dealer and is responsible for leading the first successful Reg A+ IPO to list on the NYSE. Mark is a graduate of the University of Maryland with a BS in Finance and holds Series 24, 62, 63, 79, 82, and 99 licenses.

Dr. Andrew Le Gear

Dr. Andrew Le Gear

Chief Technology Officer

Dr. Andrew Le Gear

Chief Technology Officer

Andy joined Horizon in 2013. He previously worked as a software engineer with Dell Inc., Lehman Brothers and Nomura Plc. and was co-founder of Juneberi Ltd., a research driven software tech start-up. Andy graduated in 2006 with a Ph.D. in Computer Science from the University of Limerick, Ireland.


Peter Hall

Peter Hall

Chief Information Officer

Peter Hall

Chief Information Officer

Pete joined Horizon in 2011. Pete previously worked at Microsoft, Atos Origin and AIT Group Plc. Pete has held CISSP certification since 2010. Pete graduated from the University of Sheffield, UK in 1995 and holds an MSc (Distinction) Degree from the University College London in 2006. ​

Mike Boswell

Mike Boswell

Chief Financial Officer

Mike Boswell

Chief Financial Officer

A Wall Street veteran, Mike co-founded a U.S. Broker-Dealer and served as its Chief Compliance Officer. Mike holds an MBA from John Hopkins University and a BS degree in Mechanical Engineering from the University of Maryland. Mike holds Series 24, 62, 63, 79, 82 and 99 licenses.

Vanessa Malone

Vanessa Malone

Head of Marketing

Vanessa Malone

Head of Marketing

Vanessa is a passionate fintech marketing leader with 7 years’ experience, leading the go-to-market efforts for Horizon's fintech product suite and Upstream, resulting in a 2000% surge in app sign-ups within an 8-month period. She joins the Horizon team from Issuance Inc., formerly known as CrowdfundX, where she was part of the team responsible for marketing the first Reg A+ IPO to list directly onto the NYSE and others that listed directly onto NASDAQ.

Lou Taubman

Lou Taubman

General Counsel

Lou Taubman

General Counsel

An experienced securities, corporate finance and corporate law attorney, Lou is name partner at Hunter Taubman Fischer & Li LLC where he represents issuers, broker dealers and investors in connection with both public and private transactions. Lou earned a BS from Syracuse University and JD from New York Law School where he graduated cum laude. Lou is a member of the New York State Bar Association and the ABA FINRA subcommittee.

Tim Lovett

Tim Lovett

Product Manager

Tim Lovett

Product Manager

Tim joined Horizon Fintex in 2011. Tim previously worked as head of IT and Customer Services at SatCom Global, gaining an industry-leading reputation for customer services under Tim’s guidance. In moving to Horizon Fintex, Tim brought core skills in project management, training and technical documentation to manage Horizon’s portfolio of products.

Liam McNamara

Liam McNamara

Lead Ethereum Architect

Liam McNamara

Lead Ethereum Architect

Liam worked for 10 years in the US Financial Sector at Fidelity Investments, before joining Horizon. He holds a degree in Software Engineering from Greenwich University. Liam is our in-house expert on Ethereum/Solidity.




Meet our Advisory Board

Charlie Lee

Charlie Lee

Founder of Litecoin

Charlie Lee

Founder of Litecoin

Advising as Upstream expands digital currency payment methods to purchase securities.

Sara Hanks

Sara Hanks

CrowdCheck Founding Partner

Sara Hanks

CrowdCheck Founding Partner

Advising as Upstream expands using expertise as Former General Counsel, Congressional Oversight Panel; Former Chief, Office of International Corporate Finance Securities and Exchange Commission.

Jon Merriman

Jon Merriman

U.S. Investment Banker advising U.S. corporate issuers

Jon Merriman

U.S. Investment Banker advising U.S. corporate issuers

Advising as Upstream welcomes issuers from Nasdaq, NYSE, CSE and other international markets.







Business Model


Upstream’s current business operations are designed to include:

Securities offerings
  • Dual Listings
  • IPOs
  • Registered spinoffs
  • Digital coupons
  • Secondaries/ATMs
  • Follow-on offerings
  • Debt Instruments
Shareholder rewards
  • Digital Coupons
    with the goal of turning shareholders into proud customers and proud customers into shareholders​ with digital coupons that can be traded or redeemed for company products and services on Upstream.

  • Commemorative digital collectibles
    to thank existing supporters and invite new ones​.
Upstream digital coupons are directly deposited in investors' accounts on Upstream. The coupons cannot be borrowed, shorted, or hypothecated on a blockchain but can be traded among other interested consumers. U.S. investors may not deposit, buy, or sell securities Upstream. ​ ​



Securities on Upstream

Upstream employs a revenue model that involves charging recurring listing fees to issuers and a 1% trading fee to investors.

On Upstream, international shareholders can migrate shares to Upstream, via transfer agent, for increased liquidity potential.

Issuers can promote their company around the world and generate awareness for their company leveraging Upstream’s media community.

New global investors can gain access to securities from around the world directly from the Upstream trading app.

Shares that trade on NYSE, NASDAQ, OTC, TSX, CSE, Euronext and other markets represent the same class of shares that trade on Upstream. Upstream listings are not American Depositary Receipts (ADRs), ensuring that investors have direct exposure to the underlying securities. Investors are not investing in Upstream. They are investing in GlobexUS, the parent company of Horizon, which powers Upstream—the first large-scale application of our technology—operated by a 50/50 JV Partnership with MERJ Exchange (MERJ) and Horizon, a wholly owned subsidiary of GlobexUS Holdings Corp.



Collectibles on Upstream

Upstream facilitates primary sales of digital collectibles on behalf of issuers, and charges an 18% primary sale fee.

Upstream charges a 1% trading fee on secondary digital collectible trading

Digital collectible creators are responsible for promoting their digital collectible sales, and although there is theoretical revenue that Upstream can earn for currently listed digital collectible primary sales, material sales have yet to occur.

Through this comprehensive monetization flow, we aim to increase corporate revenue potential, enhance shareholder engagement, and position Upstream as the leading retail trading app.


How Upstream is Regulated

Upstream is a MERJ Exchange market, MERJ is licensed and regulated by the Financial Services Authority Seychelles and Central Bank of Seychelles

FSA Seychelles is an associate member of IOSCO –​ the International Organization of Securities Commissions

IOSCO is an international standard setter for regulation of securities and financial markets. The same principles are followed by every major securities exchange in the world

Upstream Regulatory Alliances




Upstream vs other Markets

Trading on Upstream

  • Direct investor access to stock exchange* ​
  • Credit/debit card, PayPal, USDC digital currency for securities trading ​
  • No short selling, no payment for order flow or market maker lending​​
  • No market makers
  • Non-custodial account for cash and securities​
  • 20h trading with automated market maker ​(Mon.-Fri.)​
  • Peer to peer execution and instant settlement ​
  • Capital formation (IPO) support​
  • Sponsor advisor oversight; Medallion Stamp Guarantor ​
  • Digital coupons and Collectibles for shareholder engagement​

* https://merj.exchange/trading/marketplaces/upstream

Phone





Trading on Other Platforms

  • Investors may require a broker to access the market ​
  • Traditional payment methods may not include modern account funding methods ​
  • Short selling and payment for order flow practices may be available on some trading platforms ​
  • Securities may be held on the platform​
  • Trading hours may be limited to business hours​
  • Settlement may take several days​
  • Limited support for raising capital or fractional ownership ​
  • Limited integrated features for shareholder engagement ​

Technology Behind Upstream

Upstream is powered by Horizon’s in-house Ethereum layer-2 smart-contract technology suite covering issuance through secondary trading.​

Use of Proceeds

Capital investment in software

Offering fees

IT infrastructure & support

General corporate fees

Past performance is not indicative of future results. There is no guarantee that any specific objective will be achieved. Please see full disclosures at the beginning. Financials are unaudited and may not conform to GAAP.​

Success Criteria by 12/31/2025

100 issuers

50,000 users




Rewards


$150+



Start Investment

$150+


  • Receive a commemorative investment certificate digital Collectible and access to our private Upstream Shareholder discord channel.

Start Investment

Impact Tier

$5,000+



Start Investment

Impact Tier

$5,000+


  • Invest $5,000+ and receive an additional 5% of your investment in bonus shares.
  • Receive a commemorative investment certificate digital Collectible and access to our private Upstream Shareholder discord channel.

Start Investment

Bull Tier

$10,000+



Start Investment

Bull Tier

$10,000+


  • Invest $10,000+ and receive an additional 10% of your investment bonus shares.
  • Receive a commemorative investment certificate digital Collectible and access to our private Upstream Shareholder discord channel.

Start Investment


Preferred Tier

$25,000+



Start Investment

Preferred Tier

$25,000+


  • Invest $25,000+ and receive an additional 15% of your investment in bonus shares.
  • Receive a commemorative investment certificate digital Collectible and access to our private Upstream Shareholder discord channel.

Start Investment

$50,000+



Start Investment

$50,000+


  • Invest $50,000 + and receive an additional 20% of your investment in bonus shares.
  • Receive a commemorative investment certificate digital Collectible and access to our private Upstream Shareholder discord channel.

Start Investment

Blue Chip Tier

$100,000+



Start Investment

Blue Chip Tier

$100,000+


  • Invest $100,000 + and receive an additional 25% of your investment in bonus shares
  • Receive a commemorative investment certificate digital Collectible and access to our private Upstream Shareholder discord channel.

Start Investment





FAQs


What class of share is being sold in this offering?​

Series A Non Voting Convertible Preferred Stock

Who is issuing the shares?​​

GlobexUS Holdings Corp., a Delaware corporation is the issuer of this private placement.​

Who are the key team members of the company?​​​

Brian Collins: CEO, Co-founder, Technologist
Mark Elenowitz President: Co-founder, Wall Street Veteran​
Mike Boswell: CFO, Financial Professional, Wall Street Veteran​
Dr Andy Le Gear: CTO, Technologist
Pete Hall: CIO, Technologist​
Vanessa Malone: Marketing Lead​​

What smart-contract technology is used by Upstream?​​

https://raneum.com, an Ethereum layer-2 that rolls-up to Ethereum mainnet. All Upstream smart contracts are programmed in Solidity.​​

Does GlobexUS Holdings Corp. own Upstream/MERJ?​​

No, Horizon, a wholly owned subsidiary of GlobexUS Holding Corp has a 50/50 JV Partnership with MERJ Exchange (MERJ) which operates Upstream as a fully regulated and licensed integrated securities exchange, clearing system and depository for digital and non-digital securities. Horizon powers Upstream—the first large-scale application of our technology. ​​

Who can trade on Upstream?​​

Any non-U.S. or Canadian investor can trade securities on Upstream. Everyone can trade Collectibles on Upstream. Investors in this offering are not investing in Upstream. They are investing in GlobexUS, the parent company of Horizon, which powers Upstream—the first large-scale application of our technology—operated by a 50/50 JV Partnership with MERJ Exchange (MERJ) and Horizon, a wholly owned subsidiary of GlobexUS Holdings Corp.​

Can investors deposit the USDC cryptocurrency?​​

Yes, Upstream allows USDC deposits on Ethereum layer-1 and operates a bi-directional layer-2 bridge smart-contract. USDC deposits will eventually be sold ​for US Dollar fiat, which is deposited at Upstream’s U.S. banking partner in the user’s name. ​

Is Upstream a cryptocurrency exchange?​​

No, Upstream only lists public securities that originate from a regulated transfer agent, not cryptocurrencies.​

How safe is the money deposited at Upstream?​​

All deposits are held in the name of the Upstream user (for further credit) at Upstream’s U.S. banking partner.​

Do I need to do KYC?​​

Yes, a person's name and address must be verified.

How safe are the securities deposited for trading at Upstream?​

All shares are legally treated as “assets held away” and in the event of Upstream’s liquidation, all shares are returned to each issuers transfer agent ​and recorded in book-entry in the shareholder's own name/address. ​​

Does Upstream support options trading for securities?​

Yes, Upstream supports covered calls and cash-covered puts.

Why invest in start-ups?

Regulation CF allows investors to invest in startups and early-growth companies. This is different from helping a company raise money on Kickstarter; with Regulation CF Offerings, you aren’t buying products or merchandise - you are buying a piece of a company and helping it grow.

How much can I invest?
Accredited investors can invest as much as they want. But if you are NOT an accredited investor, your investment limit depends on either your annual income or net worth, whichever is greater. If the number is less than $124,000, you can only invest 5% of it. If both are greater than $124,000 then your investment limit is 10%.
How do I calculate my net worth?
To calculate your net worth, just add up all of your assets and subtract all of your liabilities (excluding the value of the person’s primary residence). The resulting sum is your net worth.
What are the tax implications of an equity crowdfunding investment?
We cannot give tax advice, and we encourage you to talk with your accountant or tax advisor before making an investment.
Who can Invest in a Regulation CF Offering?
Individuals over 18 years of age can invest.
Who can trade on Upstream?
Any non-U.S. investor can trade securities on Upstream. Everyone can trade Collectibles on Upstream.
What do I need to know about early-stage investing? Are these investments risky?
There will always be some risk involved when investing in a startup or small business. And the earlier you get in the more risk that is usually present. If a young company goes out of business, your ownership interest could lose all value. You may have limited voting power to direct the company due to dilution over time. You may also have to wait about three to five years (if ever) for an exit via acquisition, IPO, etc. Because early-stage companies are still in the process of perfecting their products, services, and business model, nothing is guaranteed. That’s why startups should only be part of a more balanced, overall investment portfolio.
When will I get my investment back?
The Series A Preferred Stock (the "Shares") of GlobexUS Holdings Corp (the "Company") are not publicly-traded. As a result, the shares cannot be easily traded or sold. As an investor in a private company, you typically look to receive a return on your investment under the following scenarios: The Company gets acquired by another company. The Company goes public (makes an initial public offering). In those instances, you receive your pro-rata share of the distributions that occur, in the case of acquisition, or you can sell your shares on an exchange. These are both considered long-term exits, taking approximately 3-5 years (and often longer) to see the possibility for an exit. It can sometimes take years to build companies. Sometimes there will not be any return, as a result of business failure.
Can I sell my shares?
Shares sold via Regulation Crowdfunding offerings have a one-year lockup period before those shares can be sold under certain conditions.
Exceptions to limitations on selling shares during one-year lockup period:
In the event of death, divorce, or similar circumstance, shares can be transferred to:
  • The company that issued the securities
  • An accredited investor
  • A family member (child, stepchild, grandchild, parent, stepparent, grandparent, spouse or equivalent, sibling, mother-in-law, father-in-law, son-in-law, daughter-in-law, brother-in-law, or sister-in-law, including adoptive relationships)
What happens if a company does not reach their funding target?
The Offering will not close till the minimum funding target of $10,500 is reached
How can I learn more about a company’s offering?
What if I change my mind about Investing?
You can cancel your investment at any time, for any reason, until 48 hours prior to a closing occurs. If you’ve already funded your investment and your funds are in escrow, your funds will be promptly refunded to you upon cancellation. To submit a request to cancel your investment please email info@dealmakersecurities.com
How do I keep up with how the company is doing?
o The Company will be filing with the SEC and posting on its website an annual report, along with certified financial statements. Those should be available 120 days after the fiscal year end. If the company meets a reporting exception, or eventually has to file more reported information to the SEC, the reporting described above may end. If these reports end, you may not continually have current financial information about the company. In addition, the company publishes a weekly blog and would invite you to sign up for news releases and corporate updates.
What relationship does the company have with DealMaker Securities’?
o DealMaker Securities is our placement agent and receives a fee for each investment in the amount of 8.5%. Once an offering ends, the company may continue its relationship with DealMaker Securities for additional offerings in the future. DealMaker affiliates may also provide ongoing services to the company. There is no guarantee any services will continue after the offering ends.
What is your share price?
$30.00 per share
What is the minimum investment size?
$150 or 5 shares
What kind of shares are you issuing?
Series A Non-Voting Convertible Preferred Stock
How much are you raising?
$1,234,980
What is the current valuation of the company?
$75,000,000
How many investors do you have already?
o We currently have over 100 investors including U.S. public companies, Wall Street bankers, transfer agents, IR firms, law firms, hedge funds, and celebrities.
What Markets are you currently focused on?
Upstream offers a unique dual listing opportunity for companies that are already listed on stock exchanges such as NASDAQ, NYSE, OTC, EURONEXT, ASX, NSX, TSX, CSE, LSE, AIM and any recognized securities market
What perks do I get for investing?
  • Alpha Tier (Investment $150+)
    • --Receive a commemorative investment certificate digital Collectible and access to our private Upstream Shareholder discord channel.
  • Impact Tier (Investment $5,000+)
    • --Invest $5,000+ and receive an additional 5% of your investment in bonus shares.
    • --Receive a commemorative investment certificate digital Collectible and access to our private Upstream Shareholder discord channel.
  • Bull Tier (Investment $10,000+)
    • --Invest $10,000+ and receive an additional 10% of your investment bonus shares
    • --Receive a commemorative investment certificate digital Collectible and access to our private Upstream Shareholder discord channel.
  • Preferred Tier (Investment $25,000+)
    • --Invest $25,000+ and receive an additional 15% of your investment in bonus shares.
    • --Receive a commemorative investment certificate digital Collectible and access to our private Upstream Shareholder discord channel.
  • Platinum Tier (Investment $50,000+)
    • --Invest $50,000 + and receive an additional 20% of your investment in bonus shares
    • --Receive a commemorative investment certificate digital Collectible and access to our private Upstream Shareholder discord channel.
  • Blue Chip Tier (Investment $100,000+)
    • --Invest $100,000 + and receive an additional 25% of your investment in bonus shares
    • --Receive a commemorative investment certificate digital Collectible and access to our private Upstream Shareholder discord channel.
How do I get a return on my investment?
Investing in startups is risky and there is no guarantee you will get a return on your investment. However, an exit opens up the opportunity where you could convert your shares into cash or a more liquid asset. Exits include going public, getting acquired by a larger company, or our company buying back shares. If the value of our company grows, then you have a higher potential of making a profit on your investment during one of these exits.
When will I receive my shares?
The shares will be held in book entry with our transfer agent Equity Stock Transfer, EST.



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